What makes you the same person you were ten years ago? Your body has changed, your opinions have shifted, and some memories have faded entirely. Yet we speak without hesitation of personal continuity – of being responsible for past actions, of anticipating future rewards and consequences. For the seventeenth-century philosopher John Locke, the answer to what binds this continuity together had nothing to do with your body or soul. It had everything to do with consciousness. His argument, developed in Chapter XXVII of An Essay Concerning Human Understanding (1694), remains one of the most discussed and debated contributions to the philosophy of personal identity – and it is still shaping how we think about selfhood, memory, and moral accountability today.
Table of Contents
- The question Locke was answering
- What Locke meant by consciousness
- The role of memory
- Consciousness and moral responsibility
- The insanity defence and divine judgment
- The Prince and the Cobbler
- Objections to Locke’s theory
- Butler’s circularity objection
- Reid’s brave officer
- Locke’s defence and lasting influence
- Why this still matters
The question Locke was answering
Before Locke, two dominant views explained what made a person the same person over time. The first pointed to the soul – an immaterial substance that persists unchanged through a person’s life, the position associated with Descartes and Plato. The second pointed to the body – the physical matter that constitutes a human being. Locke rejected both. He argued that the soul, even if it exists, cannot be the basis of identity, because we have no direct access to it. And the body constantly changes in its material composition, so it cannot be the anchor of a continuous self either.
Instead, Locke held that personal identity is a matter of psychological continuity. For him, what makes you the same person as you were in the past is whether your consciousness – your self-awareness, your memory of past thoughts and actions – extends backward to connect you to those earlier moments. In short: identity depends on consciousness, not on substance.
What Locke meant by consciousness
For Locke, a person is defined as a thinking, intelligent being capable of reason and reflection – one that can consider itself as itself across different times and places. This capacity for self-reflection is what consciousness provides. Crucially, Locke treated “person” as distinct from “man” (the biological organism) and from the soul. A human body without any self-awareness would be a man, but not a person in the full philosophical sense.
Personal identity, for Locke, resides in consciousness and in that alone. Since personal identity is determined by consciousness, it does not ultimately matter whether that consciousness is attached to an immaterial soul or a material brain. What matters is that the self-aware thread of experience continues. As Locke put it, the identity of a person reaches only as far as consciousness can be extended backward to any past action or thought. At the outer edge of memory, the self ends.
The role of memory
Memory is the mechanism through which consciousness extends backward. A present person is identical to a past one only insofar as she or he remembers – or can remember – thinking and acting in the past. If you remember committing an act, that act is yours; you are the same person who performed it. If there is no memory connecting you to a past event, then, in a philosophically significant sense, you are not the same person who experienced it.
This is a striking claim. It means that personal identity is not a fixed, all-or-nothing property but something that extends or contracts depending on the reach of consciousness. Two people could share the same body – Locke imagined the case of waking and sleeping Socrates – and yet be different persons if they do not share the same consciousness. Conversely, the same consciousness acting in two distinct bodies would constitute the same person, however strange that might sound.
Consciousness and moral responsibility
Locke did not develop this theory out of abstract curiosity. He had a deeply practical goal: explaining the basis of moral and legal accountability. He famously described “person” as a forensic term – a word that appropriates actions and their merit, belonging only to intelligent agents capable of law, happiness, and misery. An account of identity across time therefore carries direct normative implications.
The logic flows directly from his theory. You are responsible for a past action only if you were conscious of it – only if the thread of memory connects you to it. We are only responsible for the acts of which we are conscious. To punish someone for an action they have no consciousness of, Locke argued, is like punishing one twin for what the other did. The body may be the same; the person, defined by consciousness, is not.
The insanity defence and divine judgment
This framework has concrete legal relevance. Locke’s argument forms the philosophical basis of the insanity defence: one cannot be held accountable for acts of which one was unconscious. If a person truly lacked consciousness at the time of an act – whether through madness, sleepwalking, or some other rupture of self-awareness – then they cannot, in the deepest sense, be the “person” who performed it.
Locke extended this reasoning to divine judgment as well. At the final reckoning, he wrote, every person will have their consciousness fully restored – the secrets of all hearts shall be revealed – and each will see themselves as the very person who committed past actions. Punishment and reward will be just precisely because they will be grounded in the full, unbroken consciousness of what was done. Consciousness is essential for justice to be done: to be punished for something one does not remember is equivalent to being created miserable without any fault at all.
The Prince and the Cobbler
To illustrate how consciousness – not body or soul – carries personal identity, Locke offered a memorable thought experiment. Suppose the soul of a prince, carrying the full consciousness of the prince’s past life, enters the body of a cobbler whose soul has just departed. Everyone, Locke argues, would recognise the resulting person as the prince – accountable only for the prince’s actions – not as the cobbler, despite inhabiting the cobbler’s body. The experiment cleanly separates physical substance from personal identity. The cobbler’s body is there, unchanged. But the person is the prince, because the prince’s consciousness is what makes someone that prince.
This thought experiment also drives home the contrast with soul-based theories. Even if we accept that the prince’s immaterial soul entered the cobbler’s body, it is the consciousness that soul carries, not the soul’s mere presence, that constitutes personal identity. A soul without memory of past actions is, for Locke, no basis for personal continuity at all.
Objections to Locke’s theory
Locke’s account did not go unchallenged. Two historically significant eighteenth-century objections stand out – one from Joseph Butler and one from Thomas Reid.
Butler’s circularity objection
Butler argued that Locke committed a fundamental logical error. Memory can reveal personal identity with some past experiencer, but it cannot constitute that identity. I can remember only my own experiences precisely because they are already mine – memory presupposes identity rather than creating it. Butler concluded that Locke had confused evidence of personal identity with its actual foundation.
Reid’s brave officer
Thomas Reid’s objection is perhaps the most famous challenge to Lockean memory theory. Reid presented the case of a brave officer: as a schoolboy, he was flogged for stealing apples; as a young soldier, he captured an enemy standard, at which point he remembered the flogging; as an aged general, he remembered the campaign, but had entirely lost the memory of the childhood flogging.
Applying Locke’s theory strictly: the young soldier is the same person as the flogged schoolboy (he remembers it), and the old general is the same person as the young soldier (he remembers that). By basic logical transitivity, the general must be the same person as the schoolboy. But the general has no memory of the flogging – so, by Locke’s theory, he is also not the same person. The result is a direct contradiction: the general is, and at the same time is not, the same person as the boy who was flogged. This paradox, Reid argued, exposes a fatal flaw in grounding identity solely in memory.
Locke’s defence and lasting influence
Locke anticipated some practical objections. He acknowledged that courts must work with observable behaviour, not private consciousness. Human laws punish both the drunkard and the sleepwalker, Locke noted, because courts cannot distinguish with certainty what is real from what is counterfeit, and the absence of consciousness cannot be proved. Divine judgment is different – there, perfect knowledge of consciousness ensures perfect justice.
Despite the objections, Locke’s theory proved enormously generative. Most modern psychological continuity theories of personal identity – developed by philosophers such as Derek Parfit, Sydney Shoemaker, and David Lewis – trace their descent directly to Locke. What makes these views Lockean is their shared commitment: personal identity consists in the continuity of psychological life, not in bodily or spiritual substance. The forensic dimension Locke introduced – linking identity to accountability – continues to structure debates in philosophy of law and ethics.
Why this still matters
Locke’s consciousness-based theory raises questions that are far from settled. Advances in neuroscience and psychology have complicated simple memory theories – we now know that memory is reconstructive, partial, and fallible. Conditions such as severe amnesia, dissociative identity disorder, and dementia directly challenge the picture of a neat, continuous thread of consciousness as the anchor of selfhood. Personal identity is a matter of psychological continuity, but the psychological facts are messier than Locke’s framework easily accommodates.
Yet the core insight survives: that what we mean by a “person” is not reducible to a biological organism or a metaphysical substance, but involves something like the capacity for self-aware, reflective continuity over time. Locke was the first modern philosopher to make this case systematically, and in doing so he shifted the entire terrain of the debate. Whether or not we accept his specific account of memory as the glue of identity, we are still, in large part, working within the space he opened.
What do you think? If memory is genuinely interrupted – by deep sleep, anaesthesia, or severe amnesia – does that mean a different person wakes up, or is there something more to personal identity that Locke’s account leaves out? And if moral responsibility requires conscious memory of past actions, how should we think about accountability for crimes committed during states of diminished consciousness?
References
- https://plato.stanford.edu/entries/locke-personal-identity/
- https://pmc.ncbi.nlm.nih.gov/articles/PMC3115296/
- https://philosophynow.org/issues/157/John_Locke_and_Personal_Identity
- https://www.scirp.org/journal/paperinformation?paperid=130332
- https://en.wikipedia.org/wiki/Personal_identity
- https://plato.stanford.edu/entries/locke/supplement.html
- https://philarchive.org/archive/GOIJLTv1
- https://plato.stanford.edu/entries/reid-memory-identity/
Leave a Reply